Viewing entries tagged
crack

PC World

United States v. Acoff, No. 10-285-cr (2d Cir. February 10, 2011, amended February 11, 2011) (Calabresi, Lynch, CJJ, Murtha, DJ)

In this case, the defendant was convicted of a crack cocaine offense that, under the old law, carried a five-year mandatory minimum. But the district court refused to impose it. He gave the defendant fifteen months, holding that the 100-to-1 penalty ratio between crack cocaine and powder "does not make any sense at all."

The court held that the below-minimum sentence was illegal and vacated it. It also, as it has in a few other recent opinions, rejected the argument that the 2010 Fair Sentencing Act, under which the sentence would have been lawful, applied retroactively.

Of particular note in this decision, however, are the concurring opinions.

Judge Calabresi, in his, suggested a means for courts to address statutory schemes - such as the old crack cocaine penalties - that, over time, come to raise constitutional concerns: a "dialogue" with the legislature. In his view, it is possible to see the Congress' response to the "dialogue" over the crack penalties as a "response to a suggestion by the courts that the sentencing statutes were heading towards unconstitutionality." Perhaps this would then raise a question as to "whether the traditional presumption against retroactivity should apply." Rather, in a situation like this, it might be appropriate to reverse the ordinary presumptions and presume that the change is retroactive unless Congress expressly says otherwise. However, he concluded by recognizing that this approach has been rejected in the Second Circuit and that he is bound by that precedent.

Judge Lynch, in his concurrence, agreed that there is a "reasonable argument that Congress' recognition that the prior law was unfair should have led to complete retroactivity." He also recognized, however, the practical difficulties of that, given the large number of cases already disposed of under the old law. To him, the fair middle ground would have been for Congress to make the new law retroactive to those cases that were "still pending" when the FSA went into effect, even if the conduct had been completed before that date. "Such defendants still need to be sentenced, and there are few persuasive reasons why they should be sentenced pursuant to an unjust law when Congress has already replaced it with a more just one." Concluding that this was likely the result of "Congressional inattention," he urged Congress to take a second look.

Ratio Days

United States v. Keller, No. 07-3330-cr (2d Cir. August 14, 2008) (Miner, Cabranes, CJJ, Berman, DJ)

This case provides an important clarification of the procedure that the court set out earlier this year in United States v. Regalado, 518 F.3d 143 (2d Cir. 2008). In that case, the court held that a remand was warranted on appeals of pre-Kimbrough crack sentencings where the defendant did not ask for a variance based on the 100-to-1 penalty ratio, because there would be no way for the circuit to know whether the district court would have imposed a different sentence if it knew that it had the discretion to do so.

Here, the district judge gave a two-level sentence reduction to match the anticipated amelioration of the crack sentencing guidelines, but did not specifically acknowledge its discretion to consider the crack-powder sentencing disparity as the basis for imposing a non-guideline sentence. The circuit concluded that a Regalado remand was nevertheless necessary. In crack cocaine cases, unless the record “unambiguously demonstrates that a district court was aware of the full extent of its discretion and declined to exercise it, a remand [is] appropriate.”


Remand Performance

United States v. Ogman, No. 06-0203-cr (2d Cir. July 24, 2008) (Sotomayor, Livingson, CJJ, Preska, DJ) (per curiam)

This published opinion replaces a summary order filed in this case back in April. [It was blogged in that month’s Summary Summary.] The case holds that, in a crack cocaine prosecution, a Regalado remand is not warranted when the defendant was sentenced as a career offender. The range that applies in such cases is the product of the career offender guideline, and not of the 100-to-1 powder to crack ratio.






Cracked Up

United States v. Lee, No. 06-4933-cr (2d Cir. April 17, 2008) (Cabranes, Wesley, CJJ, Castel, DJ)

Defendant Cathy Lee received a 120-month sentence, the mandatory minimum, in a crack trafficking case. She raised on appeal a host of constitutional and statutory challenges to her sentence, claiming that it violated § 3535(a), the Eighth Amendment, and equal protection, in light of the powder-vs-crack sentencing disparities.

The court held that these claims were waived by the appellate waiver in Lee's plea agreement. Although such waivers will not be enforced when an "arguably unconstitutional" consideration influenced the sentencing, there was no such consideration here. The equal protection argument with respect to crack sentences is a claim about the statute itself, not a claim that the court considered an improper factor at sentencing. Moreover, the court rejected the equal protection statutory argument nearly fifteen years ago, and no subsequent legal development - including Kimbrough - is a basis for changing this view.

The “Regalado Remand”

United States v. Regalado, No. 05-5379-cr (2d Cir. March 4, 2008) (Jacobs, Pooler, Sack, CJJ) (per curiam)

At last, the circuit has told us what to do in light of Kimbrough. And the answer is, in essence, a Crosby remand.

Regalado received a 262-month crack sentence, the bottom of the Guideline range (he was not a career offender). The sentencing judge said nothing about the 100-to-1 crack/cocaine disparity and the defendant never raised it. Due to this silence, the appellate court concluded that it could not "tell whether the district court would have exercised its now clear discretion to mitigate the sentencing range produced by the 100-to-1 ratio." To solve the problem, the court decided to import the "Crosby mechanism" to crack cases.

Specifically, where a "defendant has not preserved the argument that the sentencing range for the crack cocaine offense fails to serve the [statutory] sentencing objectives . . . , we will remand to give the district court an opportunity to indicate whether it would have imposed a non-Guidelines sentence knowing that it had the discretion" to do so. "If so, the court should vacate the original sentence and resentence the defendant. If not, the court should state on the record that it is declining to [and] provide an appropriate explanation." If the defendant again appeals, that sentence will be reviewed for reasonableness.

Comment

This is a wonderful opinion, filled with great language about a sentencing court’s discretion. It also has some really helpful language about plain error in sentencing cases, that, hopefully, the court will remember in other contexts.

The only remaining puzzle is what to call this kind of remand: A "Crosby/Kimbrough" remand? How about a "Cros/Kim"? This blogger, always a fan of alliteration, votes for the "Regalado Remand."